M

Mike Esposito's
email & phone

Current Position:

Director at ACA Group

Experience:

21 years

Location:

Sarasota, Florida, United States

How to contact Mike Esposito

emaile***********e@acaglobal.com
phone+1-***-***-0981
LinkedIn
Skype
YouTube

Work Experience

Director at ACA Group

Apr 2024 - Current

Senior Principal Consultant at ACA Group

Jun 2021 - Apr 2024

Vice President Compliance at OFS Management

Apr 2020 - Jun 2021

Senior Compliance Officer / Chief Compliance Officer (Interim) / Deputy Chief Compliance Officer at UBS OCONNOR LLC

Mar 2015 - Apr 2020

Staff Accountant / Securities Compliance Examiner at U.S. Securities and Exchange Commission

Aug 2010 - Mar 2015

Compliance Officer at brokersXpress LLC

Jul 2009 - Aug 2010

Compliance Examiner at LPL Financial

Jun 2007 - Jul 2009

Compliance Auditor at Raymond James

Jul 2004 - Jun 2007

Mike Esposito started working in 2004, then the employee has changed 6 companies and 7 jobs. On average, Mike Esposito works for one company for 2 years 8 months.

Education

Bachelor of Science - BS at Eastern Illinois University

Current Company Information ACA Group

Name: ACA Group

Speciality: Investment Adviser, Private Fund, Broker-Dealer, Investment Company, NFA Member Services, AIFMD, Cybersecurity, Regulatory Compliance, AML, GDPR, Risk, Performance Services, Financial and Regulatory Reporting, Regulatory Technology, RegTech, Trade Surveillance, Employee Compliance, ESG, GIPS Standards Verification and Consulting, GRC, Regulatory compliance, Sec, Finra, Financial Conduct Authority, FCA, Surveillance, Compliance Programs, FCA Authorization

Location: New York, NY, United States

Employees: 1000-5000

Description: ACA Group is the leading governance, risk, and compliance advisor to the financial services industry. For over 20 years, we’ve been a trusted partner to financial institutions—...

Frequently Asked Questions

What is Mike Esposito's minimum period of employment in the companies?

Mike Esposito's minimum period of employment in various companies is 1 year 1 month.

What is Mike Esposito's average duration of employment for different companies?

On average, Mike Esposito works for one company for 2 years 10 months

What industries has Mike Esposito worked in?

Mike Esposito works in the Management Consulting. Previously, Mike Esposito worked in the Investment Management, and Financial Services.

What positions has Mike Esposito held before?

Previously, Mike Esposito worked as a Senior Principal Consultant, and Vice President Compliance, and Senior Compliance Officer / Chief Compliance Officer (Interim) / Deputy Chief Compliance Officer, and Staff Accountant / Securities Compliance Examiner, and Compliance Officer.

How do I contact Mike Esposito?

Mike Esposito's email address is e***********e@acaglobal.com, phone number is +1-***-***-0981. Sign up to get contact details.

Who is the CEO of the ACA Group?

The CEO of the ACA Group is Shvetank Shah

Who are Mike Esposito's peers at other companies?

Mike Esposito's peers at other companies are Russel Klein and Rod Brown and Hugh McBride
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Mike Esposito Namesakes

Name
Company
Position
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EVP, Global Corporate Development, Head of North America M&A
M
Director & GM, Midwest/South Region
M
WSCR AM 670 the Score / CBS Radio
Update anchor / Reporter / Host
M
Senior Sales/Marketing Specialist
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Bounty Hunter Saloon and Restaurant
Partner
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Fleet lead mechanic

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