SSteve Roberts's
email & phone
Current Position:
Regulatory Compliance Supervisor at ALPS Fund Services | DistributionExperience:
32 yearsLocation:
Kansas City Metropolitan Area, United StatesHow to contact Steve Roberts
Last updated:2025-10-24
******@gmail.com
+1-205-***-**35
Work Experience
Regulatory Compliance Supervisor at
ALPS Fund Services | Distribution
May 2022 - Current
Compliance Specialist at
Ultimus Fund Solutions
Jan 2022 - May 2022
Chief Compliance Officer at
Matrix 360 Distributors, LLC
Mar 2017 - Jan 2022
Compliance Officer at
State Street
Feb 2015 - Feb 2016
Chief Compliance Officer at
VSR Financial Services
Apr 2010 - Dec 2013
Senior Compliance Principal at
VSR Financial Services, Inc.
Feb 2005 - Apr 2010
Senior Surveillance Auditor at
A.G. Edwards & Sons, Inc.
Mar 2004 - Jan 2005
Examinations and Internal Controls Manager at
U.S. Bancorp Investments, Inc.
Sep 2002 - Feb 2004
Senior Compliance Examiner at
National Association of Securities Dealers
Mar 1993 - Sep 2002
According to LinkedIn Steve Roberts started working on 1993, then the employee has changed 8 companies and 7 jobs. On average, Steve Roberts works for one company for 3 years 4 months.
Education
BBA at University of Missouri-Kansas City
Frequently Asked Questions
What is Steve Roberts's minimum period of employment in the companies?
Steve Roberts's minimum period of employment in various companies is 4 months.What is Steve Roberts's average duration of employment for different companies?
On average, Steve Roberts works for one company for 3 years 4 monthsWhat industries has Steve Roberts worked in?
Steve Roberts worked in the Financial Services.What positions has Steve Roberts held before?
Previously, Steve Roberts worked as a Compliance Specialist, and Chief Compliance Officer, and Compliance Officer, and Senior Compliance Principal, and Senior Surveillance Auditor.How do I contact Steve Roberts?
Steve Roberts's email address is ******@gmail.com, phone number is +1-205-***-**35. Sign up to get contact details.Who are Steve Roberts's peers at other companies?
Steve Roberts's peers at other companies are Tawana Ferguson and Tabetha Riano and Sonya PletcherNot the Steve Roberts you were looking for?
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