P

Peter Moore's
email & phone

Current Position:

Senior Vice President - Chief Compliance Officer at Ashford Securities LLC

Experience:

34 years

Location:

Dallas, Texas, United States

How to contact Peter Moore

Last updated:2025-11-07
emailm*****p@ashfordsecurities.com
phone+1-870-***-**61
LinkedIn
X
GitHub
Skype

Analytics

According to LinkedIn Peter Moore started working on 1991, then the employee has changed 8 companies and 7 jobs. On average, Peter Moore works for one company for 4 years 3 months. Peter Moore has been working as a Senior Vice President - Chief Compliance Officer for Ashford Securities LLC for 1004 days. If you are interested in this candidate, contact him directly by using contact details provided by SignalHire.

Work Experience

Senior Vice President - Chief Compliance Officer at Ashford Securities LLC

Feb 2023 - Current

Partner, Compliance Director at MBD Solutions LLC

Oct 2019 - Feb 2023

Associate Principal Examiner at Financial Industry Regulatory Authority (FINRA)

Sep 2018 - Oct 2019

Chief Compliance Officer at Oakline Advisors, LLC

Jan 2014 - Sep 2018

Chief Compliance Officer at Provasi Capital Partners

Mar 2008 - Sep 2018

Chief Compliance Officer at Urban America Advisors

Jan 2010 - Jan 2014

Senior Compliance Advisor at Provasi Capital Partners

Jan 2006 - Jan 2008

Regional Compliance Manager at Block Advisors

Jan 1999 - Jan 2005

Senior Sales Associate at American General Securities Inc.

Jan 1998 - Jan 1999

Vice President/Branch Office Manager at TD Waterhouse Investments

Jan 1991 - Jan 1998

Education

Business Administration & Finance at Sam Houston State University

Frequently Asked Questions

What is Peter Moore's minimum period of employment in the companies?

Peter Moore's minimum period of employment in various companies is 1 year.

What is Peter Moore's average duration of employment for different companies?

On average, Peter Moore works for one company for 4 years 5 months

What industries has Peter Moore worked in?

Peter Moore works in the Financial Services.

What positions has Peter Moore held before?

Previously, Peter Moore worked as a Partner, Compliance Director, and Associate Principal Examiner, and Chief Compliance Officer, and Senior Compliance Advisor, and Regional Compliance Manager.

How do I contact Peter Moore?

Peter Moore's email address is m*****p@ashfordsecurities.com, phone number is +1-870-***-**61. Sign up to get contact details.

Who is the President/CEO/Director of the Ashford Securities LLC?

The President/CEO/Director of the Ashford Securities LLC is Seif Refaat

Who are Peter Moore's peers at other companies?

Peter Moore's peers at other companies are Audrey Goldberg and Kate McGlinchey
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Peter Moore Namesakes

Name
Company
Position
P
VP Corporate and Business Development
P
Legal Practice Manager
P
Associate Broker, Corcoran Real Estate
P
WOODRIDGE STATE SCHOOL
Generalist Teacher
P
Area Manager Central West
P
Bank of Communications Co., Ltd. Sydney Branch
Managing Director, Corporate Banking
P
Creative Production
P
Stealth Private Investigations & Court Agent Services
CEO and Senior Investigator
P
International Holding Company (IHC) | Palms Sports
Project Manager

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Other employees at Ashford Securities LLC

Name
Company
Position
T
National Accounts Manager
A
Senior Marketing Specialist
B
National Accounts Event & Conference Coordinator
N
Administrative Assistant
C
Associate Vice President of Internal Sales - Southeast
L
Vice President of Due Diligence
B
SVP & Head of Due Diligence
S
Vice President, Internal Sales
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