FINRA CAT Information
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FINRA CAT
Summary
FINRA CAT, LLC, is the Plan Processor for the Consolidated Audit Trail (CAT) and a subsidiary of the Financial Industry Regulatory Authority (FINRA). CAT tracks orders in exchange-listed equities and ...Show more
Industries
Financial Services
Headquarters Location
Employees Size
10-50 employees
Employees Turnover 3 quarter 2025
Number of employees switched from or switched to
Total number all of employee turnover
Length of Employment
Employee tenure at FINRA CAT shows a diverse range of experience levels:
11% have been with the company for less than 1 year33% for 1–2 years33% for 3–4 years22% for 5–7 yearsEx-employees positions
In Company
In New Company
Contact top employees from
FINRA CAT
Kamal Thakar
Principal Analyst
Victoria Lopez
Senior Specialist, CAT Compliance
Alex Moyer
Help Desk Analyst
Mia Valmassei
Senior Principal Analyst
Benjamin Haberman
Associate Principal Analyst, Exchange Data Management
Julia Bogolin
Deputy Chief Compliance Officer
Laurence Yansunnu
Associate Principal Analyst
Nathan Miller
Director - CAT Surveillance
Paul McKenney
President and Chief Operating Officer
Clayton Reed
Senior Director
Thomas Hickey
Help Desk Analyst
Eric Gleave
Director Data Management
Olivia Mireles
Analyst
Jesse Bronson
Principal Data Analyst
W Timothy Brown IV
Senior Analyst
Chelsea Woizesko
Strategic Advisor, Chief of Staff
Scott Donaldson
Chief Technology Officer, Vice President
Nicholas Stigaard
Senior Analyst
David Yacono
Vice President and Chief Information Security Officer
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FAQ
FINRA CAT operates in the Financial Services industries. More details can be found on the official website: catnmsplan.com.
The headquarters of FINRA CAT are located in Rockville, United States.
FINRA CAT currently employs 10-50 people.
