Thomas Schultz

Thomas Schultz: Email & Phone Number

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Wealth Management Compliance Specialist at ESL Investment Services|Rochester, New York, United States

Position:

Wealth Management Compliance Specialist at ESL Investment Services

Location:

Rochester, New York, United States

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Last updated: 2026-05-28
Updated: 2026-05-28

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Work Experience 13 years

Wealth Management Compliance Specialist at ESL Investment Services

Aug 2025 - Current

Investment Services Compliance Specialist at ESL Investment Services

Jul 2024 - Aug 2025

Wealth Management Assistant at ESL Investment Services

Jan 2023 - Jul 2024

Client Services Representative at ESL Investment Services

Jul 2022 - Jan 2023

Financial Services Representative at ESL Federal Credit Union

Apr 2021 - Jul 2022

Licensed Relationship Banker at Citizens

Mar 2019 - Apr 2021

Overnight Support Manager at Lowe's Companies, Inc.

Mar 2018 - Mar 2019

Associate Account Representative at Amica Insurance

Oct 2016 - Mar 2018

Operations Manager at Raymour & Flanigan Furniture and Mattresses

Apr 2016 - Oct 2016

Connections Center Sales Associate at Walmart

May 2015 - Apr 2016

Electronic Sales Associate at Walmart

Nov 2013 - May 2015

Thomas Schultz started working in 2013, then the employee has changed 6 companies and 10 jobs. On average, Thomas Schultz works for one company for 1 year 2 months.

Their professional focus is Financial Services, Microsoft Office, and Regulatory Compliance across 3 core areas.

Thomas holds Series 51, Series 24, and Series 7 certifications.

Education

Bachelor of Science - BS at St. John Fisher University

Associate of Science - AS at Monroe Community College

Thomas Schultz Namesakes

Name
Company
Position
Thomas Schultz
Financial Representative
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Thomas Schultz
Mackenzie Hair & Esthetics
Advanced stylist
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Thomas Schultz
Undergraduate Researcher
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Other employees at ESL Investment Services

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Company
Position
Sheldon Walker
Wealth Manager
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Brian Masker
Business Development Supervisor & Financial Planner at ESL Investment Services
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Rob Wright
Retirement Plans Specialist
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Joe Cappello
Wealth Manager & Retirement Plan Consultant
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Joelle Donahoe
Wealth Management Compliance Manager
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Paul Winkler
Wealth Manager and Retirement Plan Consultant
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Frank Piacente
Senior Business Development Manager
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Liana Coffaro
Wealth Management Compliance Specialist
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