Soone Cham

Soone Cham: Email & Phone Number

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Corporate Compliance Risk Supervising Examiner at Federal Reserve Bank of New York|New York, New York, United States

Position:

Corporate Compliance Risk Supervising Examiner at Federal Reserve Bank of New York

Location:

New York, New York, United States

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Last updated: 2026-01-05
Updated: 2026-01-05

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Work Experience 26 years

Corporate Compliance Risk Supervising Examiner at Federal Reserve Bank of New York

Jan 2025 - Current

Executive Director, Senior Lead Compliance Officer, Corporate and Investment Banking Compliance at Wells Fargo

Apr 2021 - Dec 2024

Compliance Officer at Wells Fargo

Sep 2018 - Apr 2021

Vice President - Regulatory Compliance Risk Management at Wells Fargo

Oct 2014 - Sep 2018

Vice President - Risk Assessments at Deutsche Bank

Jul 2012 - Jul 2014

Associate Director - Branch Inspections and Internal Controls at RBC Capital Markets

Jun 2010 - Jun 2012

Vice President - Supervisory Principals Group at Deutsche Bank

Jan 2009 - May 2010

Vice President - Legal & Compliance at Lehman Brothers

May 2004 - Nov 2008

Compliance Examiner - Member Firm Regulation at New York Stock Exchange

Jul 2000 - May 2004

Their professional focus is Series 7, Series 9, and Series 24 across 3 core areas.

Education

Bachelor of Business Administration (BBA) at Howard University

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