Seth Hoffman

Seth Hoffman's email & phone

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Supervision Specialist/Senior Advisor - Traditional Products Supervision at Raymond James|Greater Tampa Bay Area, United States

Position:

Supervision Specialist/Senior Advisor - Traditional Products Supervision at Raymond James

Location:

Greater Tampa Bay Area, United States

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Last updated: 2026-04-11
Updated: 2026-04-11

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Work Experience 27 years

Supervision Specialist/Senior Advisor - Traditional Products Supervision at Raymond James

Mar 2023 - Current

Manager - Capital Markets Compliance at Raymond James

Nov 2022 - Feb 2023

Senior Advisor - Specialized Products Supervision at Raymond James

Sep 2019 - Nov 2022

Advisor - Advertising Review and Marketing Supervision at Raymond James

Oct 2017 - Sep 2019

Senior Compliance Analyst at INVEST Financial Corporation

Feb 2011 - Oct 2017

Agency Supervisory Officer at Legacy Wealth Partners

May 2010 - Feb 2011

Regional Supervisor at GunnAllen Financial

Jul 2006 - Mar 2010

Investment Services Group Associate at GunnAllen Financial

Jun 2005 - Jul 2006

Registered Investment Advisor Representative at GunnAllen Financial

Oct 2004 - Jun 2005

Investment Specialist at T. Rowe Price

Sep 2002 - Oct 2004

Registered Investment Advisor Representative at GunnAllen Financial

Aug 1999 - Sep 2002

Investment Broker at GSG Securities

Jun 1999 - Aug 1999

Seth Hoffman started working in 1999, then the employee has changed 5 companies and 10 jobs. On average, Seth Hoffman works for one company for 2 years 3 months.

Education

Program Certificate at University of South Florida

Bachelor of Arts (B.A.) at University of South Florida

Frequently Asked Questions

What is Seth Hoffman's minimum period of employment in the companies?

Seth Hoffman's minimum period of employment in various companies is 2 months.

What is Seth Hoffman's average duration of employment for different companies?

On average, Seth Hoffman works for one company for 2 years 2 months

What industries has Seth Hoffman worked in?

Seth Hoffman works in the Financial Services.

What positions has Seth Hoffman held before?

Previously, Seth Hoffman worked as a Manager - Capital Markets Compliance, and Senior Advisor - Specialized Products Supervision, and Advisor - Advertising Review and Marketing Supervision, and Senior Compliance Analyst, and Agency Supervisory Officer.

How do I contact Seth Hoffman?

Seth Hoffman's phone number is +1-***-***-1166. Sign up to get contact details.

Who is the Chairman & CEO of the Raymond James?

The Chairman & CEO of the Raymond James is Paul C. Reilly

Seth Hoffman Namesakes

Name
Company
Position
Seth Hoffman
Warren General Hospital
HIS Technical Manager
Seth Hoffman
Cottone Wealth Management
Administrative Associate
Seth Hoffman
Shopify Rebellion
Head Coach / GM of Rainbow Six Siege

Other employees at Raymond James

Name
Company
Position
Arul Gupta
Incoming 2027 Investment Banking Summer Analyst
Kris Brickfield
Sr. Registered Virtual Branch Consultant
Jessica Oniovosa
Junior Cyber Security Analyst
Sebastian Almodovar
Senior Associate, Energy E&P Equity Research and Global Oil & Gas Commodity Strategy

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