Seth Hoffman

Seth Hoffman: Email & Phone Number

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Supervision Specialist/Senior Advisor - Traditional Products Supervision at Raymond James|Greater Tampa Bay Area, United States

Position:

Supervision Specialist/Senior Advisor - Traditional Products Supervision at Raymond James

Location:

Greater Tampa Bay Area, United States

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Last updated: 2026-06-12
Updated: 2026-06-12

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Work Experience 27 years

Supervision Specialist/Senior Advisor - Traditional Products Supervision at Raymond James

Mar 2023 - Current

Manager - Capital Markets Compliance at Raymond James

Nov 2022 - Feb 2023

Senior Advisor - Specialized Products Supervision at Raymond James

Sep 2019 - Nov 2022

Advisor - Advertising Review and Marketing Supervision at Raymond James

Oct 2017 - Sep 2019

Senior Compliance Analyst at INVEST Financial Corporation

Feb 2011 - Oct 2017

Agency Supervisory Officer at Legacy Wealth Partners

May 2010 - Feb 2011

Regional Supervisor at GunnAllen Financial

Jul 2006 - Mar 2010

Investment Services Group Associate at GunnAllen Financial

Jun 2005 - Jul 2006

Registered Investment Advisor Representative at GunnAllen Financial

Oct 2004 - Jun 2005

Investment Specialist at T. Rowe Price

Sep 2002 - Oct 2004

Registered Investment Advisor Representative at GunnAllen Financial

Aug 1999 - Sep 2002

Investment Broker at GSG Securities

Jun 1999 - Aug 1999

Seth Hoffman started working in 1999, then the employee has changed 5 companies and 10 jobs. On average, Seth Hoffman works for one company for 2 years 3 months.

Their professional focus is Accounting, Advertising Compliance, and Branch Management across 3 core areas.

Seth holds Swaps Certified, Series 14 Compliance Officer, and Accredited Investment Fiduciary® certifications.

Education

Program Certificate at University of South Florida

Bachelor of Arts (B.A.) at University of South Florida

Seth Hoffman Namesakes

Name
Company
Position
Seth Hoffman
Warren General Hospital
HIS Technical Manager
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Seth Hoffman
Cottone Wealth Management
Administrative Associate
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Seth Hoffman
Shopify Rebellion
Head Coach / GM of Rainbow Six Siege
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