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Sean Gorman's
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Current Position:

Head of Fiduciary & Cross Border Compliance at Rockefeller Capital Management

Experience:

21 years

Location:

Albany, New York Metropolitan Area

How to contact Sean Gorman

Last updated:2025-03-06
emails*********n@rockco.com
phone+1-***-***-3558
LinkedIn
Twitter
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Analytics

According to LinkedIn Sean Gorman started working on 2004, then the employee has changed 6 companies and 6 jobs. On average, Sean Gorman works for one company for 1 year 11 months. Sean Gorman has been working as a Head of Fiduciary & Cross Border Compliance for Rockefeller Capital Management for 365 days. If you are interested in this candidate, contact him directly by using contact details provided by SignalHire.

Work Experience

Head of Fiduciary & Cross Border Compliance at Rockefeller Capital Management

Aug 2024 - Current

Senior Vice President & Investment Advisoy Compliance at Rockefeller Capital Management

Jun 2023 - Aug 2024

Chief Compliance Officer - Goldman Sachs Ayco at Goldman Sachs

Oct 2020 - Jun 2023

Vice President at Goldman Sachs

Nov 2015 - Oct 2020

Vice President at Barclays Wealth Management

May 2013 - Oct 2015

Vice President at Credit Suisse

Aug 2012 - May 2013

Vice President at Credit Suisse

May 2009 - Aug 2012

Vice President at Lehman Brothers

Jan 2008 - Apr 2009

Associate at Lehman Brothers

Jul 2006 - Jan 2008

Assistant Vice President at Banc of America Securities Holdings Corp

Mar 2005 - Jul 2006

Securities Compliance Examiner at U.S. Securities and Exchange Commission

Mar 2004 - Mar 2005

Education

MBA at Quinlan School of Business, Loyola University Chicago

BA at University of Iowa

Current Company Information Rockefeller Capital Management

Name: Rockefeller Capital Management

Speciality: Asset Management, Wealth Planning, Strategic Advisory, Family Office Services, Trust Company Services, Portfolio Tracking Technology

Location: New York, New York, United States

Employees: 1000-5000

Description: At Rockefeller Capital Management, we aspire to bring the unique promise of the Rockefeller legacy together with a culture of innovation and cutting-edge technology to help discern...

Frequently Asked Questions

How long has Sean Gorman been working as a Head of Fiduciary & Cross Border Compliance?

Sean Gorman's total experience in various companies as a Head of Fiduciary & Cross Border Compliance 1 year.

What is Sean Gorman's minimum period of employment in the companies?

Sean Gorman's minimum period of employment in various companies is 9 months.

What is Sean Gorman's average duration of employment for different companies?

On average, Sean Gorman works for one company for 2 years

What industries has Sean Gorman worked in?

Sean Gorman works in the Financial Services. Previously, Sean Gorman worked in the Banking, and Capital Markets.

What positions has Sean Gorman held before?

Previously, Sean Gorman worked as a Senior Vice President & Investment Advisoy Compliance, and Chief Compliance Officer - Goldman Sachs Ayco, and Vice President, and Associate, and Assistant Vice President.

How do I contact Sean Gorman?

Sean Gorman's email address is s*********n@rockco.com, phone number is +1-***-***-3558. Sign up to get contact details.

Who is the President & CEO of the Rockefeller Capital Management?

The President & CEO of the Rockefeller Capital Management is Gregory J. Fleming
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Sean Gorman Namesakes

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Company
Position
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CGI Partner - Business Consulting
S
Communications Manager - Office of Talent Management
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Idaho Regional Raw Accounting Manager
S
Wealth Management Advisor, Senior Vice President
S
Writer and Proofreader
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Prestige Photographer
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Principal Data Engineer, Onboarding

Other employees at Rockefeller Capital Management

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Company
Position
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Head of Central Compliance and Head of Monitoring, Testing and Branch Exams
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Managing Director / Private Wealth Advisor
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Vice President, Employee Benefits
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