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Richard Gisler's
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Current Position:

Head of Fixed Income Compliance at SMBC Nikko Securities America, Inc.

Experience:

22 years

Location:

New York City Metropolitan Area, United States

How to contact Richard Gisler

Last updated:2025-09-20
emailg**@smbcgroup.com
phone+1-***-***-2956
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Analytics

According to LinkedIn Richard Gisler started working on 2003, then the employee has changed 6 companies and 7 jobs. On average, Richard Gisler works for one company for 2 years 8 months. Richard Gisler has been working as a Head of Fixed Income Compliance for SMBC Nikko Securities America, Inc. for 92 days. If you are interested in this candidate, contact him directly by using contact details provided by SignalHire.

Work Experience

Head of Fixed Income Compliance at SMBC Nikko Securities America, Inc.

Jul 2025 - Current

Fixed Income Compliance at Citadel Securities

Jan 2024 - Aug 2025

Executive Director, FICC Sales and Trading Compliance at SMBC Nikko Securities America, Inc.

Jan 2021 - Dec 2023

Director - FICC Compliance at Bank of America

Jul 2015 - Jul 2021

SVP - Product Compliance at Citi

Dec 2012 - Jul 2015

VP - Advisory Compliance at Barclays Investment Bank

May 2010 - Dec 2012

VP Advisory Compliance at Deutsche Bank

Mar 2007 - May 2010

Examiner at FINRA

Jan 2003 - Jan 2005

Education

Manhattan University

Current Company Information SMBC Nikko Securities America, Inc.

Name: SMBC Nikko Securities America, Inc.

Speciality: Asset Securitization, Capital Markets & Investment Banking, Equity Research, Sales & Trading, and Mergers & Acquisitions

Location: New York, NY, United States

Employees: 5000-10000

Description: Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. In the Americas, we are more than 5,00...

Frequently Asked Questions

How long has Richard Gisler been working as a Head of Fixed Income Compliance?

Richard Gisler's total experience in various companies as a Head of Fixed Income Compliance 3 months.

What is Richard Gisler's minimum period of employment in the companies?

Richard Gisler's minimum period of employment in various companies is 1 year 7 months.

What is Richard Gisler's average duration of employment for different companies?

On average, Richard Gisler works for one company for 3 years

What industries has Richard Gisler worked in?

Richard Gisler works in the Investment Banking. Previously, Richard Gisler worked in the Financial Services, and Banking.

What positions has Richard Gisler held before?

Previously, Richard Gisler worked as a Fixed Income Compliance, and Executive Director, FICC Sales and Trading Compliance, and Director - FICC Compliance, and SVP - Product Compliance, and VP - Advisory Compliance.

How do I contact Richard Gisler?

Richard Gisler's email address is g**@smbcgroup.com, phone number is +1-***-***-2956. Sign up to get contact details.

Who is the President/CEO/Director of the SMBC Nikko Securities America, Inc.?

The President/CEO/Director of the SMBC Nikko Securities America, Inc. is Kunal Vora

Who are Richard Gisler's peers at other companies?

Richard Gisler's peers at other companies are John Semler and Corwin Wyatt and Cindy Brown
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