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Raymond Wai's
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Current Position:

Compliance Director, Anti Corruption, Conduct & Ethics, Asia at BMO Capital Markets

Experience:

29 years

Location:

Hong Kong SAR

How to contact Raymond Wai

Last updated:2025-06-27
emailr*********i@bmocm.com
phone+852-***-***-4706
LinkedIn
YouTube

Analytics

According to LinkedIn Raymond Wai started working on 1996, then the employee has changed 8 companies and 9 jobs. On average, Raymond Wai works for one company for 2 years 10 months. Raymond Wai has been working as a Compliance Director, Anti Corruption, Conduct & Ethics, Asia for BMO Capital Markets for 1400 days. If you are interested in this candidate, contact him directly by using contact details provided by SignalHire.

Work Experience

Compliance Director, Anti Corruption, Conduct & Ethics, Asia at BMO Capital Markets

Dec 2021 - Current

Chief Compliance Officer at BMO Global Asset Management (Asia) Limited

Nov 2017 - Dec 2021

Head of Compliance, Executive Director at CSOP Asset Management

Jan 2016 - Jan 2017

Executive Director, APAC Regional Asset Management Compliance and Operational Risk & Control at UBS

Jan 2016 - Jan 2016

Deputy Head of Compliance, Director at CSOP Asset Management

Jan 2014 - Jan 2015

Head of Trustee Service, Compliance at Citi

Jan 2013 - Jan 2014

Head of Compliance (Hong Kong), Asset Management at Global X ETFs AU

Jan 2012 - Jan 2013

Vice President, Compliance and Risk Management (Asset Management) at CICC

Jan 2010 - Jan 2012

Manager, Investment Product at Securities and Futures Commission (SFC)

Jan 2006 - Jan 2010

Senior Manager, Head of Audit Department at KPMG

Jan 1996 - Jan 2006

Education

Bachelor of Business Administration - BBA at The Hong Kong University of Science and Technology

Current Company Information BMO Capital Markets

Name: BMO Capital Markets

Speciality: Capital Raising, M&A, Research, Risk Management, Institutional Investing

Location: Toronto, ON, Canada

Employees: 1000-5000

HQ Phone: 18772255266

Email: feedback@bmo.com

Description: BMO Capital Markets, a full-service financial services provider offering a complete range of investment and corporate banking products and services. Its portfolio of services inclu...

Frequently Asked Questions

How long has Raymond Wai been working as a Compliance Director, Anti Corruption, Conduct & Ethics, Asia?

Raymond Wai's total experience in various companies as a Compliance Director, Anti Corruption, Conduct & Ethics, Asia 3 years 10 months.

What is Raymond Wai's average duration of employment for different companies?

On average, Raymond Wai works for one company for 2 years 8 months

What industries has Raymond Wai worked in?

Raymond Wai works in the Investment Banking. Previously, Raymond Wai worked in the Financial Services, and Accounting.

What positions has Raymond Wai held before?

Previously, Raymond Wai worked as a Chief Compliance Officer, and Head of Compliance, Executive Director, and Executive Director, APAC Regional Asset Management Compliance and Operational Risk & Control, and Deputy Head of Compliance, Director, and Head of Trustee Service, Compliance.

How do I contact Raymond Wai?

Raymond Wai's email address is r*********i@bmocm.com, phone number is +852-***-***-4706. Sign up to get contact details.

Who is the CEO of the BMO Capital Markets?

The CEO of the BMO Capital Markets is Daniel Barclay
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Raymond Wai Namesakes

Name
Company
Position
R
Director, Market Analysis, Asia Pacific
R
Labour Department, Hong Kong
Clerk

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