P

Philip Smith's
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Current Position:

Senior Manager, Compliance Risk Testing at Charles Schwab

Experience:

27 years

Location:

Littleton, Colorado

How to contact Philip Smith

Last updated:2025-02-15
emails**@aboutschwab.com
phone+1-205-***-**75
YouTube
Twitter

Analytics

According to LinkedIn Philip Smith started working on 1998, then the employee has changed 5 companies and 8 jobs. On average, Philip Smith works for one company for 2 years 9 months. Philip Smith has been working as a Senior Manager, Compliance Risk Testing for Charles Schwab for 365 days. If you are interested in this candidate, contact him directly by using contact details provided by SignalHire.

Work Experience

Senior Manager, Compliance Risk Testing at Charles Schwab

Aug 2024 - Current

Manager Enterprise & Operational Risk Testing at Charles Schwab

Oct 2022 - Aug 2024

Manager Global Compliance Testing at Charles Schwab

Apr 2022 - Oct 2022

Senior Compliance Advisor at Raymond James

Jun 2018 - Apr 2022

Supervision Advisor at Raymond James

Nov 2017 - Jun 2018

Specialized Member Services at USAA

Nov 2014 - Mar 2017

Associate Agency Owner at Brightway Insurance

Jan 2013 - Nov 2014

Retail Investment Service Specialst at T. Rowe Price

Jan 2007 - Dec 2013

Adminstrative Clerk at United States Marine Corps

Jun 1998 - Jun 2004

Education

BS Finance at Universty of Tampa

Frequently Asked Questions

How long has Philip Smith been working as a Senior Manager, Compliance Risk Testing?

Philip Smith's total experience in various companies as a Senior Manager, Compliance Risk Testing 1 year.

What is Philip Smith's minimum period of employment in the companies?

Philip Smith's minimum period of employment in various companies is 6 months.

What is Philip Smith's average duration of employment for different companies?

On average, Philip Smith works for one company for 3 years

What industries has Philip Smith worked in?

Philip Smith works in the Financial Services. Previously, Philip Smith worked in the Insurance, and Military.

What positions has Philip Smith held before?

Previously, Philip Smith worked as a Manager Enterprise & Operational Risk Testing, and Manager Global Compliance Testing, and Senior Compliance Advisor, and Supervision Advisor, and Specialized Member Services.

How do I contact Philip Smith?

Philip Smith's email address is s**@aboutschwab.com, phone number is +1-205-***-**75. Sign up to get contact details.

Who is the President & CEO of the Charles Schwab?

The President & CEO of the Charles Schwab is Walter W. Bettinger II
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Philip Smith Namesakes

Name
Company
Position
P
Working with Consumer Goods Companies in FMCG, Specialty Retail, plus Sourcing Local & Overseas.
Sales and Marketing Manager
P
Web Master / Video Production / Office Integration with PowerApps Sharepoint and Ai
P
Managing Director and Financial Advisor
P
Smith Search
President | Principal
P
Self-employed
Marketing Consultant
P
Philip A. Smith, P.E.
Consulting Civil Engineer; specialty Land Use Regulations
P
Director, Corporate Counsel & Compliance
P
eCommerce Requirements Analyst

Other employees at Charles Schwab

Name
Company
Position
G
Financial Operations Systems Administrator
C
Financial Services Representative
A
Vice President Financial Consultant
A
Customer Service Representative
C
Independent Branch Financial Consultant
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