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Senior Compliance Officer at IQ-EQ|United States

Position:

Senior Compliance Officer at IQ-EQ

Location:

United States

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Last updated: 2026-04-05
Updated: 2026-04-05

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Work Experience 12 years

Senior Compliance Officer at IQ-EQ

Jun 2022 - Current

Senior Compliance Consultant at 99 advisory luxembourg

Nov 2020 - Jun 2022

Delegated Functions Oversight Employee at Japan Fund Management Luxembourg

Oct 2019 - Oct 2020

Assistant Compliance Departement at MUFG

Aug 2019 - Sep 2019

Recruitment Research at FAB Group

Mar 2019 - Jul 2019

Intern at Nomura

Oct 2017 - Nov 2017

Intern at Daiwa Capital Markets Europe Ltd

Jul 2017 - Jul 2017

Internship at Mizuho

Aug 2014 - Aug 2014

Nicolas started working in 2014, then the employee has changed 7 companies and 6 jobs. On average, Nicolas works for one company for 10 months.

Education

Master's degree at Université Panthéon Assas (Paris II)

Master's degree 1st year at Université Panthéon Assas (Paris II)

Bachelor's degree at Université Panthéon Assas (Paris II)

Frequently Asked Questions

What is Nicolas's average duration of employment for different companies?

On average, Nicolas works for one company for 5 months

What industries has Nicolas worked in?

Nicolas works in the Financial Services. Previously, Nicolas worked in the Staffing and Recruiting, and Investment Banking.

What positions has Nicolas held before?

Previously, Nicolas worked as a Senior Compliance Consultant, and Delegated Functions Oversight Employee, and Assistant Compliance Departement, and Recruitment Research, and Intern.

How do I contact Nicolas?

Nicolas's phone number is +1-***-***-5711. Sign up to get contact details.

Who is the President/CEO/Director of the IQ-EQ?

The President/CEO/Director of the IQ-EQ is Ana Carolina de Coito Pita

Who are Nicolas's peers at other companies?

Nicolas's peers at other companies are Leon De Roeck and Shagor Ahmed and Souha Zouk

Nicolas Namesakes

Name
Company
Position
RinseN
Information Technology Manager

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Other employees at IQ-EQ

Name
Company
Position
IQ-EQK
Associate Manager - Funds and Corporate Services
IQ-EQS
Assistant Manager | Regulatory Compliance
IQ-EQA
Accountant 1, Fund Accounting
IQ-EQA
Officer 2 - Operational Compliance Services (FATCA/CRS)
IQ-EQA
Client Director/Management Team Member

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