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Nicholas Kapur's
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Current Position:

Associate General Counsel at LPL Financial

Experience:

37 years

Location:

Charlotte, North Carolina, United States

How to contact Nicholas Kapur

Last updated:2021-09-08
emailk********s@lpl.com
phone+1-***-***-3638
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Analytics

According to LinkedIn Nicholas Kapur started working on 1988, then the employee has changed 7 companies and 7 jobs. On average, Nicholas Kapur works for one company for 4 years 2 months. Nicholas Kapur has been working as a Associate General Counsel for LPL Financial for 1553 days. If you are interested in this candidate, contact him directly by using contact details provided by SignalHire.

Work Experience

Associate General Counsel at LPL Financial

Jul 2021 - Current

Director, Financial Crimes Compliance, BSA/AML Risk Management at Fifth Third Bank

Jan 2017 - Mar 2021

Managing Director at Bank of America

Sep 2012 - Oct 2016

Director at KPMG US

Apr 2007 - Aug 2012

Deputy Inspector General at Office of the Inspector General, MTA

Aug 1998 - Mar 2007

Senior Staff Attorney at Bristol Myers Squibb

Jan 1995 - Jan 1998

Litigation Counsel at PaineWebber

Jan 1994 - Jan 1995

Assistant District Attorney at Manhattan District Attorney's Office

Jan 1988 - Jan 1991

Education

Bachelor's degree at Lafayette College

Juris Doctor at Louis D. Brandeis School of Law at the University of Louisville

Fordham University School of Law

The Lawrenceville School

Current Company Information LPL Financial

Name: LPL Financial

Speciality: Independent Broker/Dealer, Institution Services, RIA, Independent Advisors, Custom Clearing Services, Financial Services

Location: San Diego, CA, United States

Employees: 5000-10000

Description: LPL Financial is the largest organization of independent financial advisors in the United States. LPL Financial was formed in 1989 through the merger of two brokerage firms: Linsco...

Frequently Asked Questions

How long has Nicholas Kapur been working as a Associate General Counsel?

Nicholas Kapur's total experience in various companies as a Associate General Counsel 4 years 3 months.

What is Nicholas Kapur's minimum period of employment in the companies?

Nicholas Kapur's minimum period of employment in various companies is 1 year.

What is Nicholas Kapur's average duration of employment for different companies?

On average, Nicholas Kapur works for one company for 4 years 2 months

What industries has Nicholas Kapur worked in?

Nicholas Kapur works in the Financial Services. Previously, Nicholas Kapur worked in the Banking, and Pharmaceuticals, and Law Enforcement.

What positions has Nicholas Kapur held before?

Previously, Nicholas Kapur worked as a Director, Financial Crimes Compliance, BSA/AML Risk Management, and Managing Director, and Director, and Deputy Inspector General, and Senior Staff Attorney.

How do I contact Nicholas Kapur?

Nicholas Kapur's email address is k********s@lpl.com, phone number is +1-***-***-3638. Sign up to get contact details.

Who is the President & CEO of the LPL Financial?

The President & CEO of the LPL Financial is Dan Arnold

Who are Nicholas Kapur's peers at other companies?

Nicholas Kapur's peers at other companies are Sophia Javed and Renee Benjamin and Sara Arroyo Francis
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