Current Position:
Chief Compliance Officer at ACA GroupExperience:
24 yearsLocation:
Greater Seattle AreaJul 2021 - Current
Jan 2007 - Jan 2010
Jan 2005 - Jan 2007
Jan 2002 - Jan 2005
Jan 2001 - Jan 2001
J.D. at Cornell Law School
B.S. at The University of Connecticut
Name: ACA Group
Speciality: Investment Adviser, Private Fund, Broker-Dealer, Investment Company, NFA Member Services, AIFMD, Cybersecurity, Regulatory Compliance, AML, GDPR, Risk, Performance Services, Financial and Regulatory Reporting, Regulatory Technology, RegTech, Trade Surveillance, Employee Compliance, ESG, GIPS Standards Verification and Consulting, GRC, Regulatory compliance, Sec, Finra, Financial Conduct Authority, FCA, Surveillance, Compliance Programs, FCA Authorization
Location: New York, NY, United States
Employees: 1000-5000
Description: ACA Group is the leading governance, risk, and compliance advisor to the financial services industry. For over 20 years, we’ve been a trusted partner to financial institutions—...
How long has Monika Gupta been working as a Chief Compliance Officer?
Monika Gupta's total experience in various companies as a Chief Compliance Officer 4 years 2 months.What is Monika Gupta's average duration of employment for different companies?
On average, Monika Gupta works for one company for 2 yearsWhat industries has Monika Gupta worked in?
Monika Gupta works in the Management Consulting. Previously, Monika Gupta worked in the Law Practice.What positions has Monika Gupta held before?
Previously, Monika Gupta worked as a General Counsel and Chief Compliance Officer, and Principal Consultant, and Associate, and Legal Intern.How do I contact Monika Gupta?
Monika Gupta's email address is g**********a@acaglobal.com, phone number is +1-***-***-8164. Sign up to get contact details.Who is the CEO of the ACA Group?
The CEO of the ACA Group is Shvetank ShahWho are Monika Gupta's peers at other companies?
Monika Gupta's peers at other companies are Debora Covell and JayLee Packer and JonathanFind email for 850M+ professionals