Mike Duncan

Mike Duncan: Email & Phone Number

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RIA Compliance Analyst at Kestra Financial|Austin, Texas, United States

Position:

RIA Compliance Analyst at Kestra Financial

Location:

Austin, Texas, United States

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Last updated: 2026-05-04
Updated: 2026-05-04

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Work Experience 4 years

RIA Compliance Analyst at Kestra Financial

Aug 2025 - Current

Registered Client Associate at Wells Fargo Advisors

Jun 2024 - Jul 2025

Trading Enablement Assistant at Wells Fargo Advisors

Jan 2022 - Jun 2024

Mike Duncan started working in 2022, then the employee has changed 1 company and 2 jobs. On average, Mike Duncan works for one company for 1 year 6 months.

Their professional focus is Communication, Finance, and Interpersonal Skills across 3 core areas.

Education

Bachelor of Science - BS at The University of Alabama

Mike Duncan Namesakes

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Mike Duncan
Regional Director NB
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Mike Duncan
Computer Analyst
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Mike Duncan
Field Engineer lll
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