MMichael Marsh's
email & phone
Opt-OutCurrent Position:
Compliance, Legal & Risk at LPL FinancialExperience:
32 yearsLocation:
San Francisco Bay Area, United StatesHow to contact Michael Marsh
Last updated:2021-11-26
m*******l@lpl.com
+1-623-***-**13
Analytics
According to LinkedIn Michael Marsh started working on 1993, then the employee has changed 2 companies and 7 jobs. On average, Michael Marsh works for one company for 3 years 11 months. Michael Marsh has been working as a Compliance, Legal & Risk for LPL Financial for 1826 days. If you are interested in this candidate, contact him directly by using contact details provided by SignalHire.Work Experience
Compliance, Legal & Risk at
LPL Financial
Nov 2020 - Current
Vice President - Conduct Risk Management at
Charles Schwab
Jan 2019 - Jan 2019
Vice President - Regulatory Change Management, Regulatory Advocacy & Corporate Control Room at
Charles Schwab
Jan 2015 - Jan 2019
Vice President - Core Compliance at
Charles Schwab
Jan 2007 - Jan 2015
Vice President - Compliance Monitoring & Testing at
Charles Schwab
Jan 2004 - Jan 2007
Vice President - Surveillance, Complaints & Regulatory Inquiries / Examinations at
Charles Schwab
Jan 2000 - Jan 2004
Managing Director - Employee & Customer Surveillance at
Charles Schwab
Jan 1997 - Jan 2000
Vice President - Compliance at
SMITH BARNEY
Jan 1993 - Jan 1997
Education
Bachelor of Science - BS at Fordham University
Frequently Asked Questions
How long has Michael Marsh been working as a Compliance, Legal & Risk?
Michael Marsh's total experience in various companies as a Compliance, Legal & Risk 5 years.What is Michael Marsh's average duration of employment for different companies?
On average, Michael Marsh works for one company for 3 years 9 monthsWhat industries has Michael Marsh worked in?
Michael Marsh works in the Financial Services. Previously, Michael Marsh worked in the .What positions has Michael Marsh held before?
Previously, Michael Marsh worked as a Vice President - Conduct Risk Management, and Vice President - Regulatory Change Management, Regulatory Advocacy & Corporate Control Room, and Vice President - Core Compliance, and Vice President - Compliance Monitoring & Testing, and Vice President - Surveillance, Complaints & Regulatory Inquiries / Examinations.How do I contact Michael Marsh?
Michael Marsh's email address is m*******l@lpl.com, phone number is +1-623-***-**13. Sign up to get contact details.Who is the President & CEO of the LPL Financial?
The President & CEO of the LPL Financial is Dan ArnoldWho are Michael Marsh's peers at other companies?
Michael Marsh's peers at other companies are Duhita Chakradeo and Ahmad Sohibul WafaNot the Michael Marsh you were looking for?
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