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KC Waldron's email & phone

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Chief Compliance Officer at Empower|Austin, Texas, United States

Position:

Chief Compliance Officer at Empower

Location:

Austin, Texas, United States

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Last updated: 2024-06-06
Updated: 2024-06-06

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Work Experience 20 years

Chief Compliance Officer at Empower

May 2024 - Current

Managing Director, Head of Wealth & Advice Solutions Compliance, CCO Schwab Wealth Advisory, Inc. at Charles Schwab

Jan 2023 - Apr 2024

Managing Director, Global Head of Regulatory Strategy, Examinations, and Inquiries at Charles Schwab

Jan 2019 - Jan 2023

Managing Director - Distribution Compliance at Charles Schwab

Jan 2016 - Jan 2019

Director - Legal at Charles Schwab

Jan 2012 - Jan 2016

Enforcement Attorney at U.S. Securities and Exchange Commission

Jan 2010 - Jan 2011

Senior Associate in the Securities Litigation and Enforcement Department at Morrison Foerster

Jan 2006 - Jan 2010

KC Waldron started working in 2006, then the employee has changed 3 companies and 6 jobs. On average, KC Waldron works for one company for 2 years 9 months.

Education

J.D. at The University of Texas at Austin

B.B.A. at Texas A&M University - Mays Business School

Frequently Asked Questions

What is KC Waldron's minimum period of employment in the companies?

KC Waldron's minimum period of employment in various companies is 1 year.

What is KC Waldron's average duration of employment for different companies?

On average, KC Waldron works for one company for 2 years 11 months

What industries has KC Waldron worked in?

KC Waldron works in the Financial Services. Previously, KC Waldron worked in the Law Practice.

What positions has KC Waldron held before?

Previously, KC Waldron worked as a Managing Director, Head of Wealth & Advice Solutions Compliance, CCO Schwab Wealth Advisory, Inc., and Managing Director, Global Head of Regulatory Strategy, Examinations, and Inquiries, and Managing Director - Distribution Compliance, and Director - Legal, and Enforcement Attorney.

How do I contact KC Waldron?

KC Waldron's phone number is +1-***-***-1640. Sign up to get contact details.

Who are KC Waldron's peers at other companies?

KC Waldron's peers at other companies are Richard Batchelor and Rod Kresge and AEJAZ AHMED

Other employees at Empower

Name
Company
Position
EmpowerA
senior specialist
EmpowerK
Sr. Retirement Consultant
Empowerh
Sr spec cash and accounting operations
EmpowerA
Senior Financial Advisor
EmpowerE
Senior Analyst Data & Business Analytics

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