KC Waldron: Email & Phone Number

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Chief Compliance Officer at Empower|Austin, Texas, United States

Position:

Chief Compliance Officer at Empower

Location:

Austin, Texas, United States

View KC Waldron's Email

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Last updated: 2024-06-06

Updated: 2024-06-06

Found email addresses for KC Waldron:

Business emails:

w*****n@empower.com

Found phone for KC Waldron:

+1-***-***-1640

A different KC Waldron?

Work Experience 20 years

Chief Compliance Officer at Empower

May 2024 - Current

Managing Director, Head of Wealth & Advice Solutions Compliance, CCO Schwab Wealth Advisory, Inc. at Charles Schwab

Jan 2023 - Apr 2024

Managing Director, Global Head of Regulatory Strategy, Examinations, and Inquiries at Charles Schwab

Jan 2019 - Jan 2023

Managing Director - Distribution Compliance at Charles Schwab

Jan 2016 - Jan 2019

Director - Legal at Charles Schwab

Jan 2012 - Jan 2016

Enforcement Attorney at U.S. Securities and Exchange Commission

Jan 2010 - Jan 2011

Senior Associate in the Securities Litigation and Enforcement Department at Morrison Foerster

Jan 2006 - Jan 2010

KC Waldron started working in 2006, then the employee has changed 3 companies and 6 jobs. On average, KC Waldron works for one company for 2 years 9 months.

Their professional focus is Broker-Dealer, Corporate Governance, and Corporate Law across 3 core areas.

Education

J.D. at The University of Texas at Austin

B.B.A. at Texas A&M University - Mays Business School

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