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Junping Shao's
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Current Position:

Chief Compliance Officer of 1851 Securities, Inc. (Broker-Dealer) at Nassau Financial Group

Experience:

24 years

Location:

Greater Hartford

How to contact Junping Shao

Last updated:2025-06-04
emailj*******s@nfg.com
phone+1-***-***-2218
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Analytics

According to LinkedIn Junping Shao started working on 2001, then the employee has changed 5 companies and 11 jobs. On average, Junping Shao works for one company for 2 years 4 months. Junping Shao has been working as a Chief Compliance Officer of 1851 Securities, Inc. (Broker-Dealer) for Nassau Financial Group for 609 days. If you are interested in this candidate, contact him directly by using contact details provided by SignalHire.

Work Experience

Chief Compliance Officer of 1851 Securities, Inc. (Broker-Dealer) at Nassau Financial Group

Jan 2024 - Current

Series 7 Registered Representative of 1851 Securities, Inc. (Broker Dealer) at Nassau Financial Group

Dec 2022 - Current

2VP & Deputy Chief Compliance Officer at Nassau Financial Group

Mar 2022 - Current

Assistant Vice President, Corporate Compliance at Nassau Financial Group

Mar 2019 - Feb 2022

Compliance Director at Nassau Financial Group

Jun 2017 - Feb 2019

Compliance Director, Americas Region at Aetna, a CVS Health Company

Nov 2015 - Jun 2017

International & AML Compliance Manager at Aetna, a CVS Health Company

Jan 2014 - Nov 2015

Compliance Manager at Aetna, a CVS Health Company

Aug 2011 - Dec 2013

Audit Project Manager at Aetna, a CVS Health Company

Jun 2006 - Aug 2011

Senior Audit Consultant at Aetna, a CVS Health Company

Sep 2004 - Jun 2006

Experienced Audit Associate at PwC

Oct 2003 - Sep 2004

Tax Accountant at Clifton Gunderson LLP

Jan 2001 - Mar 2003

Education

Master's degree at Indiana University - Kelley School of Business

Bachelor's degree at Ocean University of China

Current Company Information Nassau Financial Group

Name: Nassau Financial Group

Speciality: Insurance, Reinsurance, Asset Management

Location: Hartford, CT, United States

Employees: 500-1000

Description: Nassau is always working harder to be your carrier of choice. We offer insurance products that can help you meet your retirement goals, such as protecting your savings, delivering ...

Skills

Auditing, Process Improvement, Due Diligence, complaint management, Tax, market conduct exams, Risk Management, Cross-functional Team Leadership, Accounting, Financial Audits, SOX Compliancy, Tax Preparation, Insurance, Anti Terrorist Financing Compliance, Medicare, Risk Assessment, Internal Controls, Internal Audit, Account Reconciliation, External Audit, Six Sigma, SOX 404, SAS70, Foreign Corrupt Practices Act Compliance, Financial Reporting, Assurance, US GAAP, Financial Statements, Tax Accounting, Health Insurance, Cross-functional Team, CPA, Financial Accounting, Financial Sactions Compliance, Anti Money Laundering Compliance, Financial Analysis, Management, Project Management, Fixed Assets, Training

Frequently Asked Questions

How long has Junping Shao been working as a Chief Compliance Officer of 1851 Securities, Inc. (Broker-Dealer)?

Junping Shao's total experience in various companies as a Chief Compliance Officer of 1851 Securities, Inc. (Broker-Dealer) 1 year 8 months.

What is Junping Shao's minimum period of employment in the companies?

Junping Shao's minimum period of employment in various companies is 11 months.

What is Junping Shao's average duration of employment for different companies?

On average, Junping Shao works for one company for 2 years 3 months

What industries has Junping Shao worked in?

Junping Shao works in the Insurance. Previously, Junping Shao worked in the Health, Wellness and Fitness, and Information Technology and Services, and Accounting.

What positions has Junping Shao held before?

Previously, Junping Shao worked as a Series 7 Registered Representative of 1851 Securities, Inc. (Broker Dealer), and 2VP & Deputy Chief Compliance Officer, and Assistant Vice President, Corporate Compliance, and Compliance Director, and Compliance Director, Americas Region.

How do I contact Junping Shao?

Junping Shao's email address is j*******s@nfg.com, phone number is +1-***-***-2218. Sign up to get contact details.

Who is the President/CEO/Director of the Nassau Financial Group?

The President/CEO/Director of the Nassau Financial Group is Jeffrey Zirbel
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Junping Shao Namesakes

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