John

John: Email & Phone Number

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Associate Principal Examiner at FINRA|New York, New York, United States

Position:

Associate Principal Examiner at FINRA

Location:

New York, New York, United States

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Last updated: 2026-07-28
Updated: 2026-07-28

Found email addresses for John:

Business emails:
j*********k@jpmorgan.com
Personal emails:

Found phone for John:

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Work Experience 32 years

Associate Principal Examiner at FINRA

Mar 2020 - Current

Equities Regulatory Supervisor at JPMorgan Chase & Co.

Jun 2006 - Oct 2019

Equities Surveillance/Branch Audit at JPMorgan Chase & Co.

May 2001 - May 2005

Examiner/Supervisor at NASD-(predecessor to FINRA)

Jan 1994 - Jan 2001

John started working in 1994, then the employee has changed 2 companies and 3 jobs. On average, John works for one company for 7 years 8 months.

Their professional focus is Anti Money Laundering, Auditing, and Capital Markets across 3 core areas.

Education

Master of Business Administration - MBA at Fordham University

Bachelor of Science - BS at State University of New York at Albany

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