Current Position:
OSJ - Office of Supervisory Principal - Senior Compliance Analyst at LPL FinancialExperience:
22 yearsLocation:
Houston, TexasMar 2023 - Current
Jan 2018 - Jun 2023
Jan 2022 - Jun 2023
Aug 2017 - Dec 2017
Oct 2016 - Dec 2017
Nov 2014 - Dec 2017
Nov 2014 - Dec 2017
Oct 2013 - Nov 2014
Mar 2011 - Oct 2013
Jul 2008 - Mar 2011
Aug 2003 - Jan 2008
B.A at Wabash College
International Studies - Study Abroad Program at Universitat de València
Master of Business Administration (M.B.A.) at DeVry University's Keller Graduate School of Management-Texas
How long has Jim Rodriguez been working as a OSJ - Office of Supervisory Principal - Senior Compliance Analyst?
Jim Rodriguez's total experience in various companies as a OSJ - Office of Supervisory Principal - Senior Compliance Analyst 2 years 6 months.What is Jim Rodriguez's minimum period of employment in the companies?
Jim Rodriguez's minimum period of employment in various companies is 4 months.What is Jim Rodriguez's average duration of employment for different companies?
On average, Jim Rodriguez works for one company for 2 years 6 monthsWhat industries has Jim Rodriguez worked in?
Jim Rodriguez works in the Financial Services. Previously, Jim Rodriguez worked in the Leisure, Travel & Tourism.What positions has Jim Rodriguez held before?
Previously, Jim Rodriguez worked as a Regional Supervisory Principal, Home Office Supervision (Remote), and OSJ Delegate/Compliance Officer at INC Advisors/LPL Financial, and MUTUAL FUND PRINCIPAL, and MUTUAL FUNDS PRINCIPAL, and Branch Supervisor/Compliance/AML.How do I contact Jim Rodriguez?
Jim Rodriguez's email address is r***m@lpl.com, phone number is +1-480-***-**57. Sign up to get contact details.Who is the President & CEO of the LPL Financial?
The President & CEO of the LPL Financial is Dan ArnoldFind email for 850M+ professionals