James Cox

James Cox: Email & Phone Number

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Senior Compliance Officer - Compliance Exams at S&P Global|Little Silver, New Jersey, United States

Position:

Senior Compliance Officer - Compliance Exams at S&P Global

Location:

Little Silver, New Jersey, United States

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Last updated: 2023-01-24
Updated: 2023-01-24

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Work Experience 35 years

Senior Compliance Officer - Compliance Exams at S&P Global

Apr 2011 - Current

Director - Head of Private Banking US Branch Supervision team at Credit Suisse

Apr 2006 - Mar 2011

Director - Compliance at Credit Suisse

Oct 2001 - Apr 2006

Vice President - Compliance at Spear, Leeds & Kellogg, LLC

Jan 2001 - Oct 2001

Supervising Senior Examiner - Sales Practice Review Unit at NYSE

Sep 1994 - Jan 2001

Operations at Morgan Guaranty Trust Company of NY

Nov 1991 - Aug 1994

James Cox started working in 1991, then the employee has changed 4 companies and 5 jobs. On average, James Cox works for one company for 5 years 9 months.

Their professional focus is Alternative Investments, AML, and Anti Money Laundering across 3 core areas.

Education

BBA at Pace University - Lubin School of Business

James Cox Namesakes

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James Cox
Sr. Information System Analyst
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James Cox
Crown Plus LLC
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