David

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Senior Branch Compliance Manager at Equitable Advisors|New York City Metropolitan Area, United States

Position:

Senior Branch Compliance Manager at Equitable Advisors

Location:

New York City Metropolitan Area, United States

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Last updated: 2025-02-27
Updated: 2025-02-27

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Work Experience 14 years

Senior Branch Compliance Manager at Equitable Advisors

May 2022 - Current

Regional Controls Manager at Equitable

Jan 2020 - May 2022

Regional Controls Manager at AXA US

Nov 2019 - Dec 2019

Senior Manager - Branch Controls at AXA Advisors, LLC

Dec 2018 - Oct 2019

Manager - Branch Controls at AXA Advisors, LLC

Jan 2018 - Nov 2018

Lead Associate - Branch Controls at AXA Advisors, LLC

Jan 2017 - Dec 2017

Senior Associate - Associate Hiring and Contracting (AHCA) at AXA US

Oct 2015 - Dec 2016

Associate - Accounts Payable at AXA Equitable

Nov 2013 - Sep 2015

Associate - Mail Room at AXA Equitable

Nov 2012 - Nov 2013

David started working in 2012, then the employee has changed 4 companies and 7 jobs. On average, David works for one company for 1 year 5 months.

Their professional focus is 529 Plans, FINRA, and Insurance across 3 core areas.

Education

Bachelor of Arts (BA) at University of Rhode Island

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