Daniel DePalma

Daniel DePalma's email & phone

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Compliance at Broker Dealer|New York, New York, United States

Position:

Compliance at Broker Dealer

Location:

New York, New York, United States

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Last updated: 2026-04-05
Updated: 2026-04-05

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Work Experience 15 years

Compliance at Broker Dealer

Aug 2024 - Current

Compliance Officer & AML at LifeSci Capital LLC

Oct 2021 - Aug 2024

Case Manager at FINRA

Mar 2017 - Oct 2021

Compliance Officer & AML at Rodman & Renshaw

Jul 2016 - Feb 2017

Director Client onboarding & Documentation at BBVA

Feb 2016 - Jun 2016

Assistant Vice President at Jefferies

Jan 2015 - Feb 2016

Compliance Officer & AML at MLV & Co

Feb 2011 - Dec 2014

Daniel DePalma started working in 2011, then the employee has changed 6 companies and 4 jobs. On average, Daniel DePalma works for one company for 2 years 2 months.

Education

CRCP at The Wharton School

Master of Business Administration - MBA at Molloy University

Bachelor of Business Administration - BBA at Baruch College

Frequently Asked Questions

What is Daniel DePalma's minimum period of employment in the companies?

Daniel DePalma's minimum period of employment in various companies is 4 months.

What is Daniel DePalma's average duration of employment for different companies?

On average, Daniel DePalma works for one company for 2 years 3 months

What industries has Daniel DePalma worked in?

Daniel DePalma worked in the Investment Banking, and Financial Services, and Banking.

What positions has Daniel DePalma held before?

Previously, Daniel DePalma worked as a Compliance Officer & AML, and Case Manager, and Director Client onboarding & Documentation, and Assistant Vice President.

How do I contact Daniel DePalma?

Daniel DePalma's phone number is +1-***-***-5182. Sign up to get contact details.

Who are Daniel DePalma's peers at other companies?

Daniel DePalma's peers at other companies are Syarifah Fathmah and Danny and Mandy Christenson

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