Daniel Dankin

Daniel Dankin: Email & Phone Number

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Principal Examiner - Member Supervision - Retail at FINRA|New York City Metropolitan Area, United States

Position:

Principal Examiner - Member Supervision - Retail at FINRA

Location:

New York City Metropolitan Area, United States

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Last updated: 2026-05-03
Updated: 2026-05-03

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Work Experience 32 years

Principal Examiner - Member Supervision - Retail at FINRA

Jun 2020 - Current

Vice President at Morgan Stanley

Sep 2007 - Mar 2020

Associate Director, Floor Examinations at FINRA

Jun 2005 - Sep 2007

Associate Director, Trading Analysis at FINRA

Sep 2003 - Jun 2005

Manager, Sales Practice Investigations at FINRA

Apr 2000 - Aug 2003

Assistant Vice President at SALOMON SMITH BARNEY

Oct 1996 - Apr 2000

Assistant Compliance and Operations Manager at Oppenheimer & Co. Inc.

Feb 1994 - Oct 1996

Daniel Dankin started working in 1994, then the employee has changed 3 companies and 6 jobs. On average, Daniel Dankin works for one company for 4 years 7 months.

Their professional focus is Sales Practice Examinations, Sales Practice Investigations, and Trade Surveillance across 3 core areas.

Education

Master of Business Administration - MBA at Pace University - Lubin School of Business

Bachelor of Science - BS at University of Delaware

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