C

Chris Thomas's
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Current Position:

Vice President-Compliance at Vining Sparks

Experience:

26 years

Location:

Memphis, Tennessee

How to contact Chris Thomas

Last updated:2021-07-06
emailt**********s@viningsparks.com
phone+1-***-***-6819
LinkedIn
Skype
Pinterest

Analytics

According to LinkedIn Chris Thomas started working on 1999, then the employee has changed 4 companies and 4 jobs. On average, Chris Thomas works for one company for 6 years 5 months. Chris Thomas has been working as a Vice President-Compliance for Vining Sparks, IBG for 4718 days. If you are interested in this candidate, contact him directly by using contact details provided by SignalHire.

Work Experience

Vice President-Compliance at Vining Sparks

Oct 2012 - Current

Chief Compliance Officer at Vining Sparks Asset Management, LLC

Jun 2011 - Nov 2018

BSA/AML Compliance Officer at FTN Financial

Oct 2007 - May 2011

Compliance Audit Officer at First Horizon Bank

Sep 2003 - Sep 2007

Bank Examiner at Office of the Comptroller of the Currency

Jul 1999 - Sep 2003

Education

MA at University of Mississippi

BA at University of Mississippi

Current Company Information Vining Sparks

Name: Vining Sparks

Speciality: Fixed Income Products, Vining Sparks Asset Management, ICBA Securities, Interest Rate Products, Whole Loan Trading, Government Guaranteed Loan Trading

Location: Memphis, TN, United States

Employees: 200-500

Description: Vining Sparks is nationally and globally recognized as a leading broker/dealer in serving the investment needs of institutional investors. The firm was originally founded by Jim Vi...

Skills

Quality Auditing, Portfolio Management, Securities, Private Equity, Mutual Funds, Regulatory Compliance, Hedge Funds, Certified Anti-Money Laundering Specialist, Alternative Investments, Investment Banking, Capital Markets, Due Diligence, Risk Management, Asset Management, Equities, Investments, Derivatives, Series 7, Fixed Income, Bloomberg, Trading, Financial Markets

Frequently Asked Questions

How long has Chris Thomas been working as a Vice President-Compliance?

Chris Thomas's total experience in various companies as a Vice President-Compliance 12 years 11 months.

What is Chris Thomas's minimum period of employment in the companies?

Chris Thomas's minimum period of employment in various companies is 3 years 7 months.

What is Chris Thomas's average duration of employment for different companies?

On average, Chris Thomas works for one company for 4 years 10 months

What industries has Chris Thomas worked in?

Chris Thomas works in the Financial Services. Previously, Chris Thomas worked in the Capital Markets, and Banking.

What positions has Chris Thomas held before?

Previously, Chris Thomas worked as a Chief Compliance Officer, and BSA/AML Compliance Officer, and Compliance Audit Officer, and Bank Examiner.

How do I contact Chris Thomas?

Chris Thomas's email address is t**********s@viningsparks.com, phone number is +1-***-***-6819. Sign up to get contact details.

Who is the President/CEO/Director of the Vining Sparks?

The President/CEO/Director of the Vining Sparks is William Taylor

Who are Chris Thomas's peers at other companies?

Chris Thomas's peers at other companies are Michael Zielinski and Chaitanya Pohare
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