Catherine

Catherine: Email & Phone Number

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Senior Attorney and Compliance Officer, Financial Services and Asset Management Firms at Private Companies and Publicly Traded Companies|New York City Metropolitan Area, United States

Position:

Senior Attorney and Compliance Officer, Financial Services and Asset Management Firms at Private Companies and Publicly Traded Companies

Location:

New York City Metropolitan Area, United States

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Last updated: 2026-06-25
Updated: 2026-06-25

Found email addresses for Catherine:

Business emails:
c*******l@guggenheimpartners.com
Personal emails:

Found phone for Catherine:

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Work Experience 23 years

Senior Attorney and Compliance Officer, Financial Services and Asset Management Firms at Private Companies and Publicly Traded Companies

Feb 2007 - Current

Senior Counsel at U.S. Securities and Exchange Commission

Jan 2003 - Jan 2007

Catherine started working in 2003, then the employee has changed 1 company and 1 job. On average, Catherine works for one company for 11 years 8 months.

Their professional focus is 1940 Act, Asset Management, and Attention to Detail across 3 core areas.

Education

BA at Georgetown University

Northwestern University - Kellogg School of Management

J.D. at The Catholic University of America, Columbus School of Law

Master of Laws - LLM at Georgetown University Law Center

Catherine Namesakes

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Catherine
Human Resources Administrator
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Catherine
Crystal Trust School
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A Good Thing (UK)
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