Catherine

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Senior Attorney and Compliance Officer, Financial Services and Asset Management Firms at Private Companies and Publicly Traded Companies|New York City Metropolitan Area, United States

Position:

Senior Attorney and Compliance Officer, Financial Services and Asset Management Firms at Private Companies and Publicly Traded Companies

Location:

New York City Metropolitan Area, United States

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Last updated: 2026-04-02
Updated: 2026-04-02

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Work Experience 23 years

Senior Attorney and Compliance Officer, Financial Services and Asset Management Firms at Private Companies and Publicly Traded Companies

Feb 2007 - Current

Senior Counsel at U.S. Securities and Exchange Commission

Jan 2003 - Jan 2007

Catherine started working in 2003, then the employee has changed 1 company and 1 job. On average, Catherine works for one company for 11 years 8 months.

Education

BA at Georgetown University

Northwestern University - Kellogg School of Management

J.D. at The Catholic University of America, Columbus School of Law

Master of Laws - LLM at Georgetown University Law Center

Frequently Asked Questions

What is Catherine's email address?

SignalHire found a verified business email address for Catherine: *******@gmail.com.

What is Catherine's phone number?

SignalHire found a verified phone number for Catherine: +1-***-***-3264.

How do I contact Catherine at Private Companies and Publicly Traded Companies?

You can reach Catherine through SignalHire by unlocking their verified email and direct phone number (free signup, no credit card needed). SignalHire is the fastest route if you need their contact details immediately.

What is Catherine's professional background?

Catherine has 23 years of professional experience. They have held roles including Senior Counsel at companies such as U.S. Securities and Exchange Commission. Their education includes BA from Georgetown University, and Northwestern University - Kellogg School of Management.

Is Catherine's contact information up to date?

Yes. Catherine's SignalHire profile was last updated on 2 April 2026, reflecting their current position as Senior Attorney and Compliance Officer, Financial Services and Asset Management Firms at Private Companies and Publicly Traded Companies.

Catherine Namesakes

Name
Company
Position
Catherine
Human Resources Administrator
Catherine
Crystal Trust School
Primary School Teacher
Cathy Benwell
A Good Thing (UK)
Co-Founder

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