#nameCompanyC

Cari Smith's email & phone

Compliance Director at Private Advisor Group
View Cari Smith's Email
Up to 10 free lookups. No credit card required.

Found email addresses for Cari Smith:

s***@hotmail.com,
c***@aol.com,
c***@westernwealthadvisors.com,
s***@lpl.com

Found phone for Cari Smith:

Searching for Cari Smith profiles
0% completed

Looking for a different Cari Smith?

Sign up to search for other Cari Smith's across our 850M+ professionals database

Location

Denver Metropolitan Area, United States

Work Experience 29 years

Compliance Director at Private Advisor Group

Oct 2020 - Current

Director Of Compliance at Western Wealth

May 2019 - Sep 2020

Principal Examiner at LPL Financial

Jul 2005 - May 2019

Team Lead- Operations Services at LPL Financial

Sep 2002 - Jun 2005

English Teacher at a Japanese High School at JET Programme

Jul 2000 - Jul 2002

Senior Service Center Specialist- Operations Services at Linsco Private Ledger (name later changed to LPL Financial)

Apr 1997 - Jun 2000

Cari Smith started working in 1997, then the employee has changed 4 companies and 5 jobs. On average, Cari Smith works for one company for 4 years 9 months.

Education

Senior semester abroad at Sorbonne Université

Bachelor of Business Administration - BBA at Point Loma Nazarene University

Grossmont High School

Frequently Asked Questions

What is Cari Smith's minimum period of employment in the companies?

Cari Smith's minimum period of employment in various companies is 1 year 4 months.

What is Cari Smith's average duration of employment for different companies?

On average, Cari Smith works for one company for 4 years 7 months

What industries has Cari Smith worked in?

Cari Smith works in the Financial Services.

What positions has Cari Smith held before?

Previously, Cari Smith worked as a Director Of Compliance, and Principal Examiner, and Team Lead- Operations Services, and English Teacher at a Japanese High School, and Senior Service Center Specialist- Operations Services.

How do I contact Cari Smith?

Cari Smith's email address is c*****h@privateadvisorgroup.com, phone number is +1-480-***-**80. Sign up to get contact details.

Who is the CEO of the Private Advisor Group?

The CEO of the Private Advisor Group is Robert J Moore

Who are Cari Smith's peers at other companies?

Cari Smith's peers at other companies are Andrew Hunn and Kelley Smith and Catalina Ojeda

Similar profiles

Name
Company
Position
A
Sullivan & Associates Wealth Management
Compliance Director
C
Provoste Matamala Abogados
Compliance Director
M
H L Neblett Community Center
Compliance Director

Other employees at Private Advisor Group

Name
Company
Position

Data Privacy

GDPR Icon

GDPR COMPLIANT

SignalHire complies with the General Data Protection Regulation (GDPR). SignalHire follows GDPR requirements, including but not limited to rights of data subjects to access, correct, or delete their personal information and supports the right to be forgotten.

CCPA Icon

CCPA COMPLIANT

SignalHire is CCPA-compliant and provides California residents the right to know, access, opt out, and request deletion of their personal data.

BACK TO TOP