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Brian Lo's email & phone

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AVP, Compliance at Neuberger Berman|Hong Kong

Position:

AVP, Compliance at Neuberger Berman

Location:

Hong Kong

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Last updated: 2025-12-23
Updated: 2025-12-23

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Work Experience 11 years

AVP, Compliance at Neuberger Berman

Jan 2024 - Current

Compliance Analyst at Neuberger Berman

Oct 2021 - Feb 2024

KYC Analyst - Client Life Cycle Managment at Deutsche Bank

Aug 2020 - Oct 2021

CDD Officer - Centralised CDD - Institutional Banking Group at DBS Bank

Feb 2020 - Aug 2020

KYC Analyst - Client Regulatory Service at Morgan Stanley

Feb 2019 - Feb 2020

Customer Due Diligence Officer - Global Standard, RBWM at HSBC

Oct 2017 - Feb 2019

Claim Assistant at The Hong Kong Jockey Club

Mar 2016 - Sep 2017

Research Assistant at The Chinese University of Hong Kong

Oct 2015 - Oct 2016

Brian Lo started working in 2015, then the employee has changed 6 companies and 7 jobs. On average, Brian Lo works for one company for 1 year 5 months.

Education

Bachelor of Art at 香港中文大學

Skills

Microsoft Excel, Environmental, Social, and Governance (ESG), Microsoft Office, Advanced Certificate for ECF on AML/CFT, HKIB, Microsoft Word

Frequently Asked Questions

What is Brian Lo's minimum period of employment in the companies?

Brian Lo's minimum period of employment in various companies is 6 months.

What is Brian Lo's average duration of employment for different companies?

On average, Brian Lo works for one company for 1 year 3 months

What industries has Brian Lo worked in?

Brian Lo works in the Financial Services. Previously, Brian Lo worked in the Banking, and Nonprofit Organization Management, and Higher Education.

What positions has Brian Lo held before?

Previously, Brian Lo worked as a Compliance Analyst, and KYC Analyst - Client Life Cycle Managment, and CDD Officer - Centralised CDD - Institutional Banking Group, and KYC Analyst - Client Regulatory Service, and Customer Due Diligence Officer - Global Standard, RBWM.

How do I contact Brian Lo?

Brian Lo's phone number is +852-***-***-4157. Sign up to get contact details.

Who is the President/CEO/Director of the Neuberger Berman?

The President/CEO/Director of the Neuberger Berman is John San Marco

Who are Brian Lo's peers at other companies?

Brian Lo's peers at other companies are Huicong Yang

Brian Lo Namesakes

Name
Company
Position
HSBCB
Sales Conduct and Quality Manger
Government of the Hong Kong Special Administrative Region 香港特別行政區政府B
Government of the Hong Kong Special Administrative Region 香港特別行政區政府
Clerical Assistant

Other employees at Neuberger Berman

Name
Company
Position
Neuberger BermanJ
President of Neuberger Berman Group LLC and Chief Investment Officer of Equities

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