Alice

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Lead Compliance Officer, Financial Crimes Risk Management at Wells Fargo|San Francisco, California, United States

Position:

Lead Compliance Officer, Financial Crimes Risk Management at Wells Fargo

Location:

San Francisco, California, United States

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Last updated: 2024-03-11
Updated: 2024-03-11

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Work Experience 21 years

Lead Compliance Officer, Financial Crimes Risk Management at Wells Fargo

Dec 2015 - Current

Legal Counsel, BSA & OFAC Compliance Officer at Nanyang Commercial Bank Ltd., San Francisco Branch

Mar 2014 - Dec 2015

Associate Attorney at Law Office of Robert N Lerner

Jul 2011 - Mar 2014

Assistant Compliance Manager at Mega Financial Holding (2886 TW)

Jun 2005 - Jun 2010

Their professional focus is Banking, BSA AML, and Business Strategy across 3 core areas.

Education

Bachelor of Business Administration (BBA) at The Chinese University of Hong Kong

Practising Certificate of Laws (PCLL) at City University of Hong Kong

Yale Law School

Doctor of Law (J.D.) at City University of Hong Kong

Bachelor's degree at University of London

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