A

Abraham González's
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Current Position:

Senior Regulatory Analyst - Regulatory Exams & Inquiries at LPL Financial

Experience:

21 years

Location:

Charlotte, North Carolina

How to contact Abraham González

Last updated:2021-04-11
emailg*******m@lpl.com
phone+1-***-***-5074
google+
linkedin

Analytics

According to LinkedIn Abraham González started working on 2004, then the employee has changed 6 companies and 10 jobs. On average, Abraham González works for one company for 1 year 11 months. Abraham González has been working as a Senior Regulatory Analyst - Regulatory Exams & Inquiries for LPL Financial for 2345 days. If you are interested in this candidate, contact him directly by using contact details provided by SignalHire.

Work Experience

Senior Regulatory Analyst - Regulatory Exams & Inquiries at LPL Financial

Apr 2019 - Current

Research Analyst at LPL Financial

Dec 2017 - Apr 2019

Senior Regulatory Analyst - Regulatory Enforcement at LPL Financial

Oct 2016 - Dec 2017

Complex Product Supervisor - Supervisory Principal at LPL Financial

Aug 2013 - Oct 2016

Client Relationship Administrator at Vanguard

Jul 2012 - Aug 2013

Loan Officer at AgFirst Farm Credit Bank

Apr 2011 - Jul 2012

Quality Analyst at Merrill Edge

Aug 2008 - Apr 2011

Investment Specialist at Merrill Edge

Nov 2007 - Aug 2008

Senior Financial Services Representative, Technical Support at E*TRADE from Morgan Stanley

Jul 2006 - Nov 2007

Revenue Officer at North Carolina Department of Revenue

Feb 2005 - Jul 2006

Financial Analyst at United States Department of Defense

Jun 2004 - Feb 2005

Education

Bachelor of Science (B.S.) at Gardner-Webb University

Current Company Information LPL Financial

Name: LPL Financial

Speciality: Independent Broker/Dealer, Institution Services, RIA, Independent Advisors, Custom Clearing Services, Financial Services

Location: San Diego, CA, United States

Employees: 5000-10000

Description: LPL Financial is the largest organization of independent financial advisors in the United States. LPL Financial was formed in 1989 through the merger of two brokerage firms: Linsco...

Frequently Asked Questions

How long has Abraham González been working as a Senior Regulatory Analyst - Regulatory Exams & Inquiries?

Abraham González's total experience in various companies as a Senior Regulatory Analyst - Regulatory Exams & Inquiries 6 years 5 months.

What is Abraham González's minimum period of employment in the companies?

Abraham González's minimum period of employment in various companies is 8 months.

What is Abraham González's average duration of employment for different companies?

On average, Abraham González works for one company for 1 year 6 months

What industries has Abraham González worked in?

Abraham González works in the Financial Services. Previously, Abraham González worked in the Banking, and Government Administration, and Military.

What positions has Abraham González held before?

Previously, Abraham González worked as a Research Analyst, and Senior Regulatory Analyst - Regulatory Enforcement, and Complex Product Supervisor - Supervisory Principal, and Client Relationship Administrator, and Loan Officer.

How do I contact Abraham González?

Abraham González's email address is g*******m@lpl.com, phone number is +1-***-***-5074. Sign up to get contact details.

Who is the President & CEO of the LPL Financial?

The President & CEO of the LPL Financial is Dan Arnold
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Abraham González Namesakes

Name
Company
Position
A
FightsATW.com
Editor in Chief
A
AAA Automobile Club of Southern California
Claims Representative
A
Novartis Gene Therapies
Supply Chain Supervisor
A
Gonzalezfam.co
Transportation Specialist
A
Director - Fraud Risk, Digital Investigations
A
Manager - Financial Crimes Risk Management
A
Production Leader External Manufacturing, Americas

Other employees at LPL Financial

Name
Company
Position
J
Compliance Specialist
G
AVP; Product Management
C
CERTIFIED FINANCIAL PLANNER™ Professional
F
Registered Representative
C
LPL Financial Advisor, Certified Financial Planner™, Registered Principal
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