

Private Client Services (PCS), Member FINRA, SIPC Information
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Private Client Services (PCS), Member...
Summary
Private Client Services (PCS), Member FINRA, SIPC is a private company. The company currently specializes in the Financial Services area. Its headquarters is located at Louisville, Kentucky, USA. The Private Client Services (PCS), Member FINRA, SIPC annual revenue is estimated at < 1M. To connect with Private Client Services (PCS), Member FINRA, SIPC employee register on SignalHire.
Industries
Financial Services
Headquarters Location
Employees Size
100-200 employees
Specialties
Broker Dealer, Registered Investment Advisor, Dually registered, Hybrid advisors, Stable Independent broker dealer, Pershing, Independence, Freedom, Hybrid, TD Ameritrade, Charles Schwab, Growth, Certified Financial Planner, RIA, IAR
DMA Code
Louisville Metropolitan Area
Founded
1990
Operating Status
Independent Company
Contact Private Client Services (PCS), Member FINRA, SIPC
Organization Website
Phone Number
8009669347
Employees Turnover 2 quarter 2025
Number of employees switched from or switched to
Total number all of employee turnover
Length of Employment
Employee tenure at Private Client Services (PCS), Member FINRA, SIPC shows a diverse range of experience levels:
5% have been with the company for less than 1 year9% for 1–2 years14% for 3–4 years18% for 5–7 years27% for 8–10 years27% have over 11 years of service at Private Client Services (PCS), Member FINRA, SIPCEx-employees positions
In Company
In New Company
Contact top employees from
Private Client Services (PCS), Member...
Tracy Parson
Client Onboarding Manager
Mary Howard
Director, Business Transitions
Jacob Eddy
Director, Advisory Compliance
Timothy Graham
President
Todd Oberhausen
Director of Risk and Compliance
Connor Higdon
Business Development Manager
Kelly Vanden Brook
Director, Broker/Dealer Operations
Brian Moorman
Financial Advisor
Mark Brinser
Registered Representative
Marguerita Cheng
Registered Representative
Ted Greggis
Managing Principal
Nick Moshou
Senior Director, Operations
Patrick Barry
Client Services Coordinator
Rita DeFloreo
Director of Operations
Patricia Roberts
Operations Specialist
Matthew Hecht
Director of Advisory Operations and Technology
Mary Wescott
Chief Administration Officer
Leah Shores Hunt
Director, Advisor Technology Solutions
Ernest Sampson
CEO
Adam Pickens
IT Systems Administrator
Tracy Zimmermann
Registered Representative
Amanda Kuntz
Transition Manager
Steve Higdon
Chief Development Officer
Steven Mills
Chief Operating Officer
Patrick Homan
Director, Compliance Surveillance
Kim Nelson
Director, Business Development & Onboarding
Lori Seubert
Commission Specialist
Shari Lorbiecki
Insurance Licensing Coordinator
Martin Hardy
Financial Advisor