Yon Kim

Yon Kim: Email & Phone Number

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Director, Compliance - Control Room at Raymond James|Castle Rock, Colorado, United States

Position:

Director, Compliance - Control Room at Raymond James

Location:

Castle Rock, Colorado, United States

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Last updated: 2026-05-16
Updated: 2026-05-16

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Work Experience 28 years

Director, Compliance - Control Room at Raymond James

May 2024 - Current

Manager, Business System Analyst at Charles Schwab

Oct 2021 - Jan 2024

Manager, Operational Control at Charles Schwab

Jan 2016 - Jan 2021

Manager, Supervision and Controls at Charles Schwab

Jan 2014 - Jan 2016

Audit at Charles Schwab

Jan 2005 - Jan 2014

Senior Specialist at Charles Schwab

Jan 1998 - Jan 2005

Yon Kim started working in 1998, then the employee has changed 1 company and 5 jobs. On average, Yon Kim works for one company for 4 years 7 months.

Their professional focus is 63 Licenses, Attention to Detail, and Auditing across 3 core areas.

Yon Kim Namesakes

Name
Company
Position
Yon Kim
Staff Engineer
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