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David's email & phone

Position:Head of Central Compliance & Conduct Asia ex Japan at Nomura
Experience:27 years
Location:Singapore

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Work Experience

Head of Central Compliance & Conduct Asia ex Japan at Nomura

Jun 2023 - Current

Head, Products & Markets Compliance and Head, CRO Asia Business Management at Julius Baer

Jun 2020 - May 2023

JVSG Head of Legal and Compliance at SCB Julius Baer

Jul 2019 - Jun 2020

Director, Compliance at Deutsche Bank

Feb 2016 - Jul 2019

Director & Head of Compliance, Asia Pacific at TD

Jul 2010 - Feb 2015

VP, Global Markets Advisory Compliance at Deutsche Bank

Jan 2009 - Jul 2010

VP, Country Head of Compliance at Deutsche Bank

Dec 2006 - Dec 2008

Compliance Advisor at Standard Chartered

May 2005 - Dec 2006

Junior Executive up to Senior Associate, Law Reform and Regulatory Policy Department at Securities Commission

Sep 1999 - May 2005

David started working in 1999, then the employee has changed 6 companies and 8 jobs. On average, David works for one company for 2 years 10 months.

Education

LLB at University of Leicester School of Law

Frequently Asked Questions

What is David's minimum period of employment in the companies?

David's minimum period of employment in various companies is 11 months.

What is David's average duration of employment for different companies?

On average, David works for one company for 2 years 10 months

What industries has David worked in?

David works in the Financial Services. Previously, David worked in the Banking.

What positions has David held before?

Previously, David worked as a Head, Products & Markets Compliance and Head, CRO Asia Business Management, and JVSG Head of Legal and Compliance, and Director, Compliance, and Director & Head of Compliance, Asia Pacific, and VP, Global Markets Advisory Compliance.

How do I contact David?

David's email address is **@nomura.com, phone number is +65-***-***-8212. Sign up to get contact details.

Who is the CEO of the Nomura?

The CEO of the Nomura is Kentaro Okuda

David Namesakes

Name
Company
Position
D
Technical Systems Manager
D
RME Capital LLC
Portfolio Manager
D
Elite Intelligence Investigations
Principal, Private Investigator

Other employees at Nomura

Name
Company
Position
R
Vice President - Wealth Management Technology

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