Position:
Senior Compliance and Operational Risk Specialist / Deputy Chief Compliance Officer at Wells Fargo
Location:
Hong Kong
Found email addresses for Charles Lam:
Found phone for Charles Lam:
Jul 2026 - Current
Jan 2026 - Jul 2026
Jan 2022 - Jan 2026
Oct 2020 - Jan 2022
Apr 2017 - Oct 2020
Jan 2016 - Jan 2017
Jun 2015 - Sep 2015
Charles is proficient in Chinese (Cantonese), Chinese (Mandarin), and English. Their professional focus is Banking, Business Intelligence, and Climate Change across 3 core areas.
Charles holds GRC Stakeholder Management & Practice Programme, Associate Compliance Professional (ACOP), and Introduction to Sustainable Finance certifications and has been awarded APEX Academic Excellence Award - Silver, 2015 WACC (World Asian Case Competition), and FSDC - Academia-industry Collaborations: "A Finance Career in Hong Kong" Website Design Competition
Bachelor of Business Administration (BBA) at City University of Hong Kong
St Stephen's College
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