Charles Lam

Charles Lam: Email & Phone Number

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Senior Compliance and Operational Risk Specialist / Deputy Chief Compliance Officer at Wells Fargo|Hong Kong

Position:

Senior Compliance and Operational Risk Specialist / Deputy Chief Compliance Officer at Wells Fargo

Location:

Hong Kong

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Last updated: 2026-07-23
Updated: 2026-07-23

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Work Experience 11 years

Senior Compliance and Operational Risk Specialist / Deputy Chief Compliance Officer at Wells Fargo

Jul 2026 - Current

Senior Compliance Specialist / Deputy Chief Compliance Officer at Wells Fargo

Jan 2026 - Jul 2026

Compliance Specialist at Wells Fargo

Jan 2022 - Jan 2026

Approver, Customer Portfolio Management, Commercial Banking at HSBC

Oct 2020 - Jan 2022

Assistant Vice President, COO Office, Commercial Banking at 香港匯豐銀行

Apr 2017 - Oct 2020

Graduate Trainee at 中國銀行(香港)有限公司

Jan 2016 - Jan 2017

Internship at HSBC International Banking Centre

Jun 2015 - Sep 2015

Charles Lam started working in 2015, then the employee has changed 5 companies and 6 jobs. On average, Charles Lam works for one company for 1 year 6 months.

Charles is proficient in Chinese (Cantonese), Chinese (Mandarin), and English. Their professional focus is Banking, Business Intelligence, and Climate Change across 3 core areas.

Charles holds GRC Stakeholder Management & Practice Programme, Associate Compliance Professional (ACOP), and Introduction to Sustainable Finance certifications and has been awarded APEX Academic Excellence Award - Silver, 2015 WACC (World Asian Case Competition), and FSDC - Academia-industry Collaborations: "A Finance Career in Hong Kong" Website Design Competition

Education

Bachelor of Business Administration (BBA) at City University of Hong Kong

St Stephen's College

Charles Lam Namesakes

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Position
Charles Lam
Self-Employed
Taxi Driver
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Charles Lam
Government Transport Manager
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