Emerson Equity LLC, Member FINRA/SIPC Information

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Summary

Emerson Equity LLC, Member FINRA/SIPC, operates from San Mateo, California within the finance sector. Established in 2003, the independent firm employs between 100 and 200 professionals and generates annual revenue in the $50 million to $100 million range. With a SIC code of 6411, Emerson focuses on equity capital markets and related financial services.

Leadership includes Founder, CEO, Chief Compliance Officer & FINOP Dominic Baldini; Managing Director and Co‑Head of Equity Capital Markets Kevin Hickam; Executive Vice President-MBD Services Brent Barton; Vice Presidents Robert Steger, Matthew Shiveley; and Chief Business Officer Matt Larson. The firm’s roster also features several registered representatives—Mike Ghirardo, Niles Emerick, Wen Che, Sejal Patel, Amy Strohn—as well as financial advisors Ronald Cole and Ken Zupo.

Websiteemersonequity.com
Social Links
linkedIn
Phone Number650-312-0200
Industries
Headquarters Address155 Bovet Rd., San Mateo, California, 94402 US
Company Size100-200 employees
SIC Code6411
NAICS Code524210 Insurance Agencies and Brokerages, 524291 Claims Adjusting, 524292 Third Party Administration of Insurance and Pension Funds, 524298 All Other Insurance Related Activities
DMA CodeSan Francisco Bay Area
Founded2003
Estimated Annual Revenue$50M - 100M
Operating StatusIndependent Company
Updated:2026-10-14

Emerson Equity LLC, Member FINRA/SIPC Org Chart

Chief Executive Officer

Chief Executive Officer

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C-Level

Managing Director

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General Manager

General Manager

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General Manager

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Competitors

Name
Founded
Type
Employees
1986Privately
Held
25 - 100
1997Privately
Held
25 - 100

Estimated Website Traffic

The chart shows a decline in traffic to the emersonequity.com website. In September, traffic decreased to 188, compared to 384 in the previous month. The highest traffic in 2026 was recorded in August, reaching 384 visits.

Workforce Turnover

Number of staff members switched

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Total employee turnover

Departmental Headcount Distribution

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Turnover activity captured in SignalHire's departmental sample ( employees):

Corporate Tenure Analytics

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Workforce Experience Insights

18% have been with the company for 1 to 2 years9% have been with the company for 3 to 4 years27% have been with the company for 5 to 7 years18% have been with the company for 8 to 10 years27% have been with the company for more than 11 years

Former Staff Career Paths

Role at Former Company
Role at New Company
Contact top employees
Brent Barton
Brent BartonExecutive Vice President-MBD Services
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Robert Steger
Robert StegerVice President
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Kevin Hickam
Kevin HickamManaging Director, Co-Head of Equity Capital Markets
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Matthew Shiveley
Matthew ShiveleyVice President
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Dominic Baldini
Dominic BaldiniFounder, CEO, Chief Compliance Officer & FINOP
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Mike Ghirardo
Mike GhirardoRegistered Representative
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Niles Emerick
Niles EmerickRegistered Representative of Emerson Equity LLC, Member FINRA and SIPC
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Matt Larson
Matt LarsonChief Business Officer
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Ally Roebke
Ally RoebkeCommissions Associate
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Ronald Cole
Ronald ColeFinancial Advisor Of Emerson Equity LLC, Member FINRA and SIPC
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Wen Che
Wen CheRegistered Representative
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Eddy Martinez
Eddy MartinezRegistered Representative / Affiliate with Emerson Equity LLC
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Michelle Osborne
Michelle OsborneRegistered Representative
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Ken Zupo
Ken ZupoFinancial Advisor
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Sejal Patel
Sejal PatelRegistered Representative
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Amy Strohn
Amy StrohnInvestment Planner/Registered Representative
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FAQ

Emerson Equity LLC, Member FINRA/SIPC operates in the Finance industries. More details can be found on the official website: emersonequity.com.
Emerson Equity LLC, Member FINRA/SIPC has offices located in San Mateo, US.
The headquarters of Emerson Equity LLC, Member FINRA/SIPC are located in San Mateo, United States.
The current CEO of Emerson Equity LLC, Member FINRA/SIPC is Dominic Baldini
You can contact Emerson Equity LLC, Member FINRA/SIPC by phone at 650-312-0200.
Emerson Equity LLC, Member FINRA/SIPC currently employs 100-200 people.
Well-known competitors of Emerson Equity LLC, Member FINRA/SIPC include Celadon Financial Group and J.H. Darbie & Co., Inc..

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